Affiliations
Sun Step Financial is your primary contact, however we wanted to let you know about some affiliations we have in case you see their names.
JW Cole
Thank you for being a client of a J.W. Cole-partnered Financial Professional.
Choosing a Financial Professional to help you plan your financial path is a big decision, and we are honored you are thoughtfully researching one of ours.
Because we are independently owned with more than 450 Financial Professionals and clients in all 50 states, your Financial Professional has the freedom to structure their practice in the way that best serves you, the client.
ADVISORY PLATFORMS
Fidelity Managed Account Xchange® (FMAX)
FMAX combines leading planning, managed accounts and brokerage technologies, with Fidelity-led service and support to create a simplified wealth advisory experience.
For Delivery to Client
• FIWA Form ADV Part 2A Brochure
• NFS Privacy Notice
• JWCA Privacy Policy
• JWCA Form ADV Part 2A
• FMAX Program Terms and Conditions
• Transfer of Assets
• Implementation Manager Form ADV Part 2A
• Implementation Manager Privacy Policy
National Financial Services LLC | My Brokerage Info
Your broker/dealer has a relationship with National Financial Services LLC (NFS). NFS may provide trade execution, clearing, and other related services for your brokerage account.
In this role, NFS distributes required and supplemental information to you regarding your account. If you have any questions regarding the information posted here, please contact your investment professional.